Do You Know What the SEC Expects for Cybersecurity in 2023?

Hint: It's not what it used to be.

In March of 2022 the SEC issued a proposed rule on cybersecurity... and laid out why they can enforce the rule already, even while it is in proposed status. There are major implications for the cybersecurity for RIAs... at least if you want to be compliant.

Currently, advisors are expected to implement cybersecurity rules under existing regulation. However, no regulations explicitly state how RIAs are to implement comprehensive cybersecurity programs.

The new rule:

  • Requires RIAs to have written cybersecurity policies and procedures to be formulated based on their business operations.
  • Stipulates annual reviews of the policies and procedures and regular updates to meet the ever-changing cyber threats.
  • Requires financial and investment companies to anticipate advanced threats and protect critical client data from harm or loss.
  • Propose amendments to disclose security incidents to the SEC, clients and prospective clients.

Download your free copy of this eBook to discover:

  • The compliance regulations the SEC is rolling out.
  • The cybersecurity controls the SEC expects you to have in place.
  • The difference between security and compliance.

To Download Your Free Copy Today,
Simply Fill Out The Form on This Page
Or Call Us At 865-622-9304 

Fill in the Form To
Gain INSTANT Access
To This Report


What You Need To Know About
The SEC's Cybersecurity Rule

Important! We hate spam as much (or more!) than you and promise to NEVER rent, share, or abuse your e-mail address and contact information in any way.

We Got It Right The First Time: We Partnered With CyberSecureRIA

We got it right the first time: when we founded Head Investment Group we partnered with CyberSecureRIA. They are responsive, have a high degree of technical knowledge – all at a competitive price.

We appreciate that they do not talk down to us.

You ought to have a conversation with their team. Technology is just as much about the people as the technology itself. You want a team who knows you, your business and who makes appropriate recommendations when called. That is CyberSecureRIA, we have never looked back.

Jonathan Hayes Head Investment Parnters

More Responsive Than Any Other Provider

CyberSecureRIA is more responsive than any other provider. They are incredibly responsive and they are incredibly concerned for the security and efficiency of our technology.

Just trust CyberSecureRIA: they always give the right answer and never recommend anything other than what is best for our technology.

Rick Disharoon, CFP Principal
Slate, Disharoon, Parish & Associates