RIA Cybersecurity eBook: Expert Strategies for Protecting Your Firm
The SEC Cybersecurity Rule 2023
Are you a Registered Investment Advisor (RIA) worried about cybersecurity compliance with the SEC in 2023? Stay ahead of the game with our free eBook.
The SEC issued a proposed rule on cybersecurity in March of 2022, and there are significant implications for RIAs. Currently, advisors are expected to follow existing regulations, but these don't provide explicit guidance on implementing comprehensive cybersecurity programs.
Our eBook explains the new rule, which requires RIAs to have written cybersecurity policies and procedures based on their business operations. It also stipulates annual reviews and updates to meet evolving threats, and protection for client data from harm or loss. Additionally, it proposes disclosing security incidents to the SEC, clients, and prospective clients.
Download our eBook to discover the compliance regulations and cybersecurity controls the SEC expects RIAs to have in place. Stay SEC-compliant and ensure your RIA's cybersecurity with our informative guide.
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What You Need To Know
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We Got It Right The First Time: We Partnered With CyberSecureRIA
We got it right the first time: when we founded Head Investment Group we partnered with CyberSecureRIA. They are responsive, have a high degree of technical knowledge – all at a competitive price.
We appreciate that they do not talk down to us.
You ought to have a conversation with their team. Technology is just as much about the people as the technology itself. You want a team who knows you, your business and who makes appropriate recommendations when called. That is CyberSecureRIA, we have never looked back.
Jonathan Hayes
Head Investment Parnters
More Responsive Than Any Other Provider
CyberSecureRIA is more responsive than any other provider. They are incredibly responsive and they are incredibly concerned for the security and efficiency of our technology.
Just trust CyberSecureRIA: they always give the right answer and never recommend anything other than what is best for our technology.
Rick Disharoon, CFP
Principal Slate, Disharoon, Parish & Associates
